Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Emde has been in the financial industry since 1995 and is currently registered with Cetera Investment Advisers LLC. Brian has held previous roles with several firms including First Allied Securities, Inc., VOYA Financial Advisors, Inc., and Cetera Advisor Networks LLC. Brian is a Registered Representative and Investment Advisor Representative with licenses in California. Brian's specializations include financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
06/26/2015 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Garden Grove CA)
CA
08/02/2004 - 05/04/2015
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
01/24/2000 - 05/04/2015
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
08/02/2004 - 07/29/2011
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
CA
10/13/1999 - 01/26/2000
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
04/17/1996 - 10/06/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CO
12/09/1993 - 09/17/1994
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
IA
Issued 5/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 8/1/2000
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/8/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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