Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dominic Roarty is a financial advisor at Natixis Securities Americas LLC. Brian has been in the industry since 2001, and holds FINRA Series 7, Series 63 and SIE licenses. Brian is registered to sell securities in all 50 states. Brian was previously employed by NATIXIS SECURITIES NORTH AMERICA INC., and FIRST UNION SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2011 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
11/16/2001 - 10/03/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
MO
06/02/2000 - 08/24/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Roarty is the right advisor for you? Invested Better is here to help.
