Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dominic Giue is a financial advisor with Commonwealth Financial Network and has been in the industry since March 2006. Brian is registered with the state of Massachusetts. Brian has Series 4, 6, 7, 24, 53 and 66 licenses. Brian's firm, Commonwealth Financial Network, is a Registered Investment Advisor (RIA) and offers financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/14/2011 - Present
Commonwealth Financial Network (WALTHAM MA)
FL
07/17/2006 - 07/09/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
03/16/2006 - 07/07/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BOTH
Issued 12/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2014
Series 4 - Registered Options Principal Examination
BC
Issued 05/03/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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