Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dias is a financial advisor with over 13 years of experience in the industry. Brian is currently registered with BTIG, LLC and is licensed in 12 states. Brian holds the Series 7, Series 24, and Series 63 licenses and the SIE certification. Brian was previously with Cantor Fitzgerald & Co. for 13 years where Brian held a Series 7 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/08/2022 - Present
Btig, LLC (New York NY)
NY
04/20/2009 - 05/09/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 04/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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