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Brian Dennis Lake

Equitable Distributors, LLC

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About Brian Dennis Lake

Brian Dennis Lake is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Equitable Distributors, LLC, where they have been since 2013. Brian has held previous positions at CAPITAL BROKERAGE CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, TOUCHSTONE SECURITIES, INC., CIGNA FINANCIAL ADVISORS,INC., and PLANCO FINANCIAL SERVICES, INC. Brian has a wide range of experience in the financial services industry. They are a registered representative with FINRA and holds a Series 6 and Series 63 license.

Firm Information

Brian Lake is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Lake’s Registration & Firm History

NC

06/29/2013 - Present

Equitable Distributors, LLC (Charlotte NC)

VA

02/14/2006 - 01/20/2011

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

PA

11/14/2003 - 11/23/2005

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

IN

04/25/2003 - 11/14/2003

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

04/25/2003 - 11/14/2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

OH

05/21/1998 - 05/16/2001

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

PA

07/23/1997 - 02/27/1998

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

CT

07/14/1994 - 05/06/1997

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 08/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Dennis Lake.
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