Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cleary is a financial advisor with over 50 years of experience in the financial industry. Brian Cleary is currently registered with Vanderbilt Securities, LLC, and is licensed in multiple states. Brian Cleary specializes in providing financial advice to individuals and families. Brian Cleary holds multiple licenses and certifications including Series 7TO, Series 79TO, SIE, Series 5, PC, and Series 4. Brian Cleary is also licensed as a principal in Series 12 and Series 4. In addition, Brian Cleary holds a Series 65 and Series 63 license. Brian Cleary has previously worked at Westport Capital Markets, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated, White, Weld & Co. Incorporated, and Hornblower & Weeks - Hemphill, Noyes Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/03/2021 - Present
Vanderbilt Securities, LLC (WESTPORT CT)
CT
02/02/2009 - 06/09/2021
WESTPORT CAPITAL MARKETS, LLC (WESTPORT CT)
NY
07/31/1993 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/24/1972 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
06/15/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
10/06/1976 - 07/10/1977
WHITE, WELD & CO. INCORPORATED
NA
05/01/1972 - 11/07/1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 03/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/1984
Series 4 - Registered Options Principal Examination
BC
Issued 03/27/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/20/1977
PC - AMEX Put and Call Exam
BC
Issued 04/24/1972
Series 000 - General Securities Principal Examination
BC
Issued 04/24/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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