Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Delman is a financial professional with over 17 years of experience in the industry. Brian is currently registered with HSBC Securities (USA) Inc., a firm with over $50 billion in assets under management. Brian has also held positions at People's Securities, Inc., GFA Securities, LLC, FSC Securities Corporation, SagePoint Financial, Inc., Royal Alliance Associates, Inc., Columbia Management Distributors, Inc., BACAP Distributors, LLC, Citigroup Global Markets Inc., UST Securities Corp., UBS Global Asset Management (US) Inc. and Investec Ernst & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
12/12/2023 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
11/02/2016 - 09/08/2022
PEOPLE'S SECURITIES, INC. (New York NY)
NY
04/06/2015 - 08/09/2017
GFA SECURITIES, LLC (NEW YORK NY)
GA
11/19/2010 - 07/23/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
11/19/2010 - 07/23/2012
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
NY
09/10/2007 - 07/23/2012
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
MA
08/20/2005 - 08/24/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
NC
07/29/2005 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/02/2004 - 05/31/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
11/24/2003 - 10/14/2004
UST SECURITIES CORP. (STAMFORD CT)
NY
02/12/2001 - 08/21/2003
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
12/21/2000 - 03/01/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
IA
Issued 07/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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