Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Delbert Frederick is a financial advisor with over 18 years of experience in the industry. Brian currently works at Raymond James Financial Services Advisors, Inc. and Mainspring Wealth Advisors. Brian has previously worked at BrokersXpress LLC, Raymond James Financial Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc., and IDS Life Insurance Company. Brian has a variety of licenses and certifications, including Series 7, Series 9, Series 10, Series 66, and SIE. Brian is a Certified Financial Planner and provides various financial advisory services, including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
08/23/2012 - Present
Raymond James Financial Services Advisors, Inc. (Tukwila WA)
WA
09/15/2010 - 08/01/2012
BROKERSXPRESS LLC (BURIEN WA)
WA
03/20/2007 - 09/17/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
06/01/2004 - 03/26/2007
METLIFE SECURITIES INC. (BELLEVUE WA)
WA
06/01/2004 - 03/26/2007
METROPOLITAN LIFE INSURANCE COMPANY (BELLEVUE WA)
MN
02/13/2004 - 05/20/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/13/2004 - 05/20/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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