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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dean Wong is an investment advisor representative registered with Morgan Stanley. Brian Dean Wong is also registered with the state of Texas as an investment advisor representative and is licensed in multiple states. Brian Dean Wong has been in the industry since 1988. He has been registered with Morgan Stanley since 2009. Before that, Brian Dean Wong was registered with Citigroup Global Markets Inc., PaineWebber Incorporated and Dean Witter Reynolds Inc. Brian Dean Wong has experience in the securities industry with a focus on investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses and individuals other than high-net-worth individuals. Brian Dean Wong provides a variety of services including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers and portfolio management for businesses, individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Pasadena CA)
CA
03/14/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GLENDALE CA)
CA
06/10/1996 - 04/03/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NJ
12/14/1992 - 06/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/03/1990 - 12/16/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
SC
04/20/1988 - 04/02/1990
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 08/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/30/1990
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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