Unclaimed
Brian Dean Parker is a financial advisor registered with LPL Enterprise, LLC in St. Louis, MO. Brian has been in the financial industry since 1987. Brian has a combined total of 5 active registrations with the states of California, Florida, Illinois, Missouri and Nebraska. Brian has passed the Series 6, Series 63, Series 65 and SIE exams. Brian specializes in retirement planning, life insurance, long-term care insurance, and college planning. Brian is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/14/2024 - Present
LPL Enterprise, LLC (ST LOUIS MO)
MO
09/24/2009 - 09/25/2013
NEW ENGLAND SECURITIES (ST. LOUIS MO)
MO
08/09/2006 - 09/22/2009
AXA ADVISORS, LLC (CLAYTON MO)
CT
12/14/2004 - 08/21/2006
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
11/12/2002 - 11/24/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
11/25/1987 - 11/05/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
IA
Issued 09/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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