Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Thompson is a registered representative with Wells Fargo Clearing Services, LLC. Brian has been in the securities industry for over 20 years and holds Series 6, 7, and 66 licenses. Brian has experience with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Brian is also registered as an Investment Advisor Representative in Texas. Prior to joining Wells Fargo Clearing Services, LLC, Brian worked for Wells Fargo Investments, LLC and PFIC Securities Corporation. Brian provides a range of investment services, including financial planning, portfolio management, and investment consulting. Brian is committed to providing his clients with personalized investment advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
12/05/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SPRING TX)
TN
06/26/2001 - 10/17/2001
PFIC SECURITIES CORPORATION (FRANKLIN TN)
BOTH
Issued 04/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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