Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thom is a financial professional with over 20 years of experience in the industry. Brian has a strong background in investment banking, having worked with several well-known firms, including J.P. Morgan Securities Inc., FBR Capital Markets & Co., and SG Americas Securities, LLC. Brian is currently registered with Butler Capital Partners as a Series 7, Series 24, and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/11/2022 - Present
Butler Capital Partners (OLD WESTBURY NY)
NY
09/10/2019 - 11/14/2022
OBERON SECURITIES, LLC (NEW YORK NY)
NY
06/17/2014 - 05/20/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/06/2008 - 06/06/2014
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
11/27/2000 - 08/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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