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Brian David Swilling

RFG Advisory, LLC

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About Brian David Swilling

Brian Swilling is an Investment Advisor Representative associated with RFG Advisory, LLC. Brian is registered in North Carolina as an Investment Advisor Representative. Brian has been in the securities industry since 2006 and has been with RFG Advisory, LLC since 2020. Prior to joining RFG Advisory, LLC, Brian was employed at Private Client Services, LLC and Waddell & Reed. Brian's primary specialization is in financial planning, portfolio management for individuals, and portfolio management for businesses.

Firm Information

Brian Swilling is currently registered with RFG Advisory, LLC. RFG Advisory, LLC is an investment advisor headquartered in VESTAVIA HILLS, AL. The firm provides financial planning, pension consulting, and educational seminars to individuals, corporations, and trusts. They have over 84 licensed agents, 122 investment advisor representatives, and 75 registered representatives. RFG Advisory, LLC manages over $3.8 billion in assets for over 17,871 clients.
RFG Advisory, LLC

1400 URBAN CENTER DRIVE

VESTAVIA HILLS, AL 35242-2245

$3.86B

Assets Under Management

8

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Swilling’s Registration & Firm History

AL

11/12/2020 - Present

RFG Advisory, LLC (VESTAVIA HILLS AL)

NC

11/12/2020 - 11/22/2022

PRIVATE CLIENT SERVICES, LLC (CHARLOTTE NC)

NC

06/24/2015 - 11/16/2020

WADDELL & REED (CHARLOTTE NC)

NY

10/24/2006 - 12/05/2014

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/06/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Brian David Swilling.
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