Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Smith is a financial professional with over 16 years of experience in the industry. Brian is currently registered with Piper Sandler & Co., a leading investment bank and financial services firm. Prior to joining Piper Sandler & Co., Brian worked at PARTNERSHIP CAPITAL GROWTH, LLC. Brian holds the Series 63, 79, 82 and SIE licenses. Brian is registered with the state of California. Brian works with a variety of clients, including state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/16/2014 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
09/27/2006 - 01/03/2014
PARTNERSHIP CAPITAL GROWTH, LLC (SAN FRANCISCO CA)
BC
Issued 07/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/12/2006
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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