Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Smith is a financial advisor at LPL Financial LLC, working in the Beavercreek, OH office. Brian has been in the industry since 1999 and is licensed to conduct business in 20 states. Brian is also registered with LPL Financial LLC as an investment advisor. Brian has experience working with individuals, corporations, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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OH
07/08/2019 - Present
LPL Financial LLC (BEAVERCREEK OH)
OH
05/09/2018 - 07/08/2019
SECURITIES AMERICA, INC. (BEAVERCREEK OH)
OH
03/23/2011 - 05/29/2018
LPL FINANCIAL LLC (BEAVERCREEK OH)
OH
04/12/2002 - 03/23/2011
WORLD GROUP SECURITIES, INC. (WHITEHOUSE OH)
GA
09/22/1999 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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