Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is a financial advisor at Southeast Financial Advisors, LLC. Brian has been a registered representative and investment advisor representative since 1993 and has extensive experience in the financial services industry. Brian is a Certified Financial Planner and is dedicated to providing personalized financial advice to individuals and families. Brian specializes in retirement planning, investment management, and estate planning. Brian has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
01/19/1999 - Present
Southeast Financial Advisors (GREENVILLE SC)
SC
11/06/2009 - 02/01/2024
SFA FINANCIAL, LLC (Greenville SC)
SC
01/03/2008 - 10/27/2009
COLONY PARK FINANCIAL SERVICES LLC. (GREENVILLE SC)
CO
07/16/1996 - 01/02/2008
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
03/30/1994 - 07/16/1996
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
CA
09/03/1993 - 02/04/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 10/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/01/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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