Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rusca is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Brian has been in the securities industry since June 20, 2002. Brian has held previous positions with J.P. Morgan Securities LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., WM Financial Services, Inc. and ASB Financial Services. Brian is licensed to provide securities services in California and Alaska. Brian also provides investment advisory services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/23/2021 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
03/04/2016 - 06/06/2018
J.P. MORGAN SECURITIES LLC (MORGAN HILL CA)
CA
05/02/2001 - 08/12/2009
WELLS FARGO INVESTMENTS, LLC (MENLO PARK CA)
CA
08/04/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
07/14/1997 - 08/24/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
08/23/1995 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
IA
Issued 03/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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