Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Plowman is an investment advisor representative with Beacon Pointe Advisors, LLC. He is also a registered representative with Purshe Kaplan Sterling Investments. Brian holds Series 7, 63, and 65 licenses. He has been in the securities industry since 2017. Brian specializes in providing financial planning and investment management services to individuals, families, and businesses. He is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/11/2020 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
WA
02/02/2017 - 06/14/2019
COLDSTREAM SECURITIES, INC. (BELLEVUE WA)
BC
Issued 03/31/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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