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Brian David Pidgeon

Purshe Kaplan Sterling Investments

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About Brian David Pidgeon

Brian David Pidgeon is a registered representative with Purshe Kaplan Sterling Investments in Albany, NY. Brian has been in the securities industry since August 2019. Brian holds Series 7TO and Series 63 licenses and is registered in New York.

Firm Information

Brian Pidgeon is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Pidgeon’s Registration & Firm History

NY

08/29/2019 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

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Licenses & Designations

BC

Issued 11/10/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian David Pidgeon.
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