Unclaimed
Brian David Pidgeon is a registered representative with Purshe Kaplan Sterling Investments in Albany, NY. Brian has been in the securities industry since August 2019. Brian holds Series 7TO and Series 63 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2019 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
BC
Issued 11/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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