Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Peters is a financial advisor with over 20 years of experience in the industry. Brian has worked with LPL Financial LLC since 2014, previously working with Lincoln Financial Securities Corporation, Wells Fargo Advisors, LLC, BB&T Investment Services, Inc., Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Brian is registered with the state of North Carolina and holds Series 7, Series 63, and Series 65 licenses. Brian specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/03/2024 - Present
LPL Financial LLC (GREENSBORO NC)
NC
07/10/2020 - 05/16/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENSBORO NC)
NC
04/25/2014 - 07/15/2020
LPL FINANCIAL LLC (CLEMMONS NC)
NC
11/16/2009 - 04/29/2014
WELLS FARGO ADVISORS, LLC (WINSTON-SALEM NC)
NC
02/14/2006 - 11/13/2009
BB&T INVESTMENT SERVICES, INC. (MOCKSVILLE NC)
NC
02/06/2002 - 02/14/2006
EDWARD JONES (WINSTON SALEM NC)
NY
03/04/2005 - 03/11/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
10/20/2000 - 12/20/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 01/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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