Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David McIntosh is a financial advisor with over 15 years of experience in the industry. Brian currently works at Charles Schwab & Co., Inc. in Westlake, TX. Brian has held several positions at various firms including Fidelity Brokerage Services LLC and National Financial Services LLC. Brian holds several licenses and certifications including Series 4, Series 6, Series 7, Series 9, Series 10, Series 63, and the SIE exam. Brian's experience and certifications provide a broad knowledge base in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
07/23/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
07/19/2013 - 07/13/2020
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/20/2012 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
01/01/2008 - 06/08/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/21/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 01/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/25/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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