Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McCarthy is a financial advisor at Equity Services, Inc. Brian has been in the financial services industry since 2006. Brian has a strong background in financial planning and investment management. Brian is also a Certified Financial Planner. Brian is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Brian has experience working with a variety of clients, including individuals, families, businesses, and retirement plans. Brian is a registered representative and investment advisor representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
01/22/2024 - Present
Equity Services, Inc. (NEW YORK NY)
NY
01/20/2022 - 01/31/2024
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 09/17/2021
MORGAN STANLEY (New York NY)
NY
08/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
04/07/2006 - 07/16/2007
PERSHING LLC (JERSEY CITY NJ)
NJ
10/05/2005 - 05/09/2006
SII INVESTMENTS, INC. (PARSIPPANY NJ)
BOTH
Issued 02/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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