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Brian David Mattes

Maven Global Markets Trading LLP

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About Brian David Mattes

Brian David Mattes is a securities professional with over 10 years of experience in the financial industry. Brian is currently registered with Maven Global Markets Trading LLP in Chicago, IL. Before joining Maven Global Markets Trading LLP, Brian was employed by DV Equities, DV Securities, LLC, Quiet Light Securities, LLC and Liquid Capital Markets, LLC. Brian has passed the Series 57TO, SIE and Series 56 exams.

Firm Information

Brian Mattes is currently registered with Maven Global Markets Trading LLP. Maven Global Markets Trading LLP is a partnership formed on September 20, 2021. The firm is registered with the SEC and currently does not have any state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Mattes’s Registration & Firm History

IL

07/18/2022 - Present

Maven Global Markets Trading LLP (CHICAGO IL)

IL

07/13/2021 - 02/07/2022

DV EQUITIES (CHICAGO IL)

IL

04/06/2021 - 08/30/2021

DV SECURITIES, LLC (CHICAGO IL)

IL

08/15/2014 - 03/30/2021

QUIET LIGHT SECURITIES, LLC (CHICAGO IL)

IL

09/28/2011 - 07/28/2014

LIQUID CAPITAL MARKETS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

Disclosures

There are no public disclosures for Brian David Mattes.
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