Unclaimed
Brian David Mattes is a securities professional with over 10 years of experience in the financial industry. Brian is currently registered with Maven Global Markets Trading LLP in Chicago, IL. Before joining Maven Global Markets Trading LLP, Brian was employed by DV Equities, DV Securities, LLC, Quiet Light Securities, LLC and Liquid Capital Markets, LLC. Brian has passed the Series 57TO, SIE and Series 56 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/18/2022 - Present
Maven Global Markets Trading LLP (CHICAGO IL)
IL
07/13/2021 - 02/07/2022
DV EQUITIES (CHICAGO IL)
IL
04/06/2021 - 08/30/2021
DV SECURITIES, LLC (CHICAGO IL)
IL
08/15/2014 - 03/30/2021
QUIET LIGHT SECURITIES, LLC (CHICAGO IL)
IL
09/28/2011 - 07/28/2014
LIQUID CAPITAL MARKETS, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe Exchange, Inc.
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