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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Hughes is a registered investment advisor representative in Ohio with Morgan Stanley. Brian has been in the financial services industry since 2007. Brian has also worked for Wells Fargo Advisors Financial Network, LLC, JPMorgan Securities LLC and UBS Financial Services Inc. Brian is registered with FINRA, a self-regulatory organization, and the states of Ohio and Texas. Brian holds a Series 7, 9, 10, 63, and 65 license. Morgan Stanley has been in business since 1935 and manages over $1.4 trillion dollars in assets. The firm is known for its high-quality financial advice and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
05/09/2019 - Present
Morgan Stanley (Columbus OH)
OH
01/04/2016 - 01/18/2017
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
03/19/2015 - 01/12/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NEW ALBANY OH)
OH
04/21/2014 - 01/20/2015
UBS FINANCIAL SERVICES INC. (COLUMBUS OH)
OH
09/25/2007 - 04/17/2014
WELLS FARGO ADVISORS, LLC (COLUMBUS OH)
IA
Issued 11/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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