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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Holmes is a financial advisor who has been in the industry since 1984. Brian is a Certified Financial Planner and has experience working with individuals, families, and businesses. Brian specializes in providing financial planning, portfolio management, and educational seminars. Brian is currently registered with Seia, Signature Investment Advisors, LLC, and Signature Intelligent Portfolios, LLC, and has held previous registrations with OSAIC WEALTH, INC., SIGNATOR INVESTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Brian is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/07/2021 - Present
Seia (LOS ANGELES CA)
CA
11/02/2018 - 08/24/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
CA
07/18/1984 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
MA
07/18/1984 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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