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Brian David Havermann

Brookstone Capital Management LLC

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About Brian David Havermann

Brian Havermann is an Investment Advisor Representative at Brookstone Capital Management LLC. Brian has been in the industry since 1990. Brian is registered with FINRA as a General Securities Representative and has the Series 6 and Series 7. Brian is also a Registered Investment Advisor in Colorado and Florida. Brian's firm provides financial planning, portfolio management for individuals, educational seminars and selection of other advisers.

Firm Information

Brian Havermann is currently registered with Brookstone Capital Management LLC. Brookstone Capital Management LLC is a registered investment advisor headquartered in Wheaton, Illinois. The firm has 319 investment adviser representatives and manages approximately $1 billion to $10 billion in assets. They specialize in financial planning, portfolio management for individuals, and portfolio management for businesses. They also offer educational seminars and select other advisors for clients.
Brookstone Capital Management LLC

1745 S. NAPERVILLE ROAD

WHEATON, IL 60189

$10.41B

Assets Under Management

20

Total Clients

295

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Havermann’s Registration & Firm History

IL

09/09/2022 - Present

Brookstone Capital Management LLC (WHEATON IL)

CO

06/29/2007 - 12/31/2011

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (ARVADA CO)

CO

11/07/2006 - 06/29/2007

GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)

CO

02/09/2002 - 11/07/2006

SAMMONS SECURITIES COMPANY, LLC (ARVADA CO)

CA

10/04/2000 - 02/09/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

MA

06/13/2000 - 10/05/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/13/2000 - 10/05/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

IN

12/21/1997 - 06/28/2000

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

MN

07/20/1993 - 12/20/1997

FORTIS INVESTORS, INC. (OAKDALE MN)

KS

04/07/1993 - 07/21/1993

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

NJ

04/26/1991 - 04/29/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/26/1991 - 04/29/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

MN

07/26/1990 - 04/16/1991

AMEV INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

IA

Issued 05/13/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/20/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Brian David Havermann. Review regulatory record here.
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