Unclaimed
Brian Havermann is an Investment Advisor Representative at Brookstone Capital Management LLC. Brian has been in the industry since 1990. Brian is registered with FINRA as a General Securities Representative and has the Series 6 and Series 7. Brian is also a Registered Investment Advisor in Colorado and Florida. Brian's firm provides financial planning, portfolio management for individuals, educational seminars and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/09/2022 - Present
Brookstone Capital Management LLC (WHEATON IL)
CO
06/29/2007 - 12/31/2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (ARVADA CO)
CO
11/07/2006 - 06/29/2007
GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)
CO
02/09/2002 - 11/07/2006
SAMMONS SECURITIES COMPANY, LLC (ARVADA CO)
CA
10/04/2000 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
06/13/2000 - 10/05/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/13/2000 - 10/05/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IN
12/21/1997 - 06/28/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MN
07/20/1993 - 12/20/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
KS
04/07/1993 - 07/21/1993
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
NJ
04/26/1991 - 04/29/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/26/1991 - 04/29/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MN
07/26/1990 - 04/16/1991
AMEV INVESTORS, INC. (OAKDALE MN)
IA
Issued 05/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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