Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Fox is a financial advisor with over 25 years of experience in the industry. Brian is currently registered with Stifel, Nicolaus & Company, Inc. and is active in both the broker-dealer and investment advisor spaces. Brian is registered to provide investment advice in all 50 states. Prior to joining Stifel, Nicolaus & Company, Inc. Brian was with Stone & Youngberg LLC. Brian holds the Series 7, 63, and 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
03/24/2003 - 09/30/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NY
09/18/2002 - 03/14/2003
SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)
CA
05/09/2000 - 12/03/2001
EBONDTRADE (WALNUT CREEK CA)
NJ
10/04/1999 - 05/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
09/27/1996 - 09/23/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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