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Brian David Firstman

DWS Distributors, Inc.

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About Brian David Firstman

Brian Firstman is a financial advisor with DWS Distributors, Inc.. Brian is licensed in 53 states and holds the Series 3, Series 63, and SIE licenses. Brian has been working in the financial industry since April 11, 2006 and has experience with DEAM Investor Services, Inc.

Firm Information

Brian Firstman is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Firstman’s Registration & Firm History

NY

05/31/2011 - Present

DWS Distributors, Inc. (NEW YORK NY)

NY

04/11/2006 - 05/31/2011

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2007

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian David Firstman.
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