Unclaimed
Brian Firstman is a financial advisor with DWS Distributors, Inc.. Brian is licensed in 53 states and holds the Series 3, Series 63, and SIE licenses. Brian has been working in the financial industry since April 11, 2006 and has experience with DEAM Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2011 - Present
DWS Distributors, Inc. (NEW YORK NY)
NY
04/11/2006 - 05/31/2011
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 05/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2007
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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