Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David Field is a financial advisor with LPL Financial LLC based in Fort Mill, South Carolina. Brian has over 20 years of experience in the financial services industry, having held positions at several firms including Albert Securities, LLC and Ally Invest Securities LLC. Brian holds numerous securities licenses, including Series 7, 24, 30, 55, 57, 63, and 99. Brian is a registered principal with LPL Financial and offers a range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/06/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
07/15/2021 - 04/19/2022
ALBERT SECURITIES, LLC (Charlotte NC)
NC
03/30/2016 - 05/25/2021
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
CA
09/08/2003 - 03/29/2016
MB TRADING (EL SEGUNDO CA)
NY
07/18/2000 - 09/08/2003
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
BC
Issued 04/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 05/06/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/31/2010
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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