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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Branson is a financial advisor at Stephens, a firm that provides a range of financial services, including investment banking, brokerage, and wealth management. Brian has been in the financial services industry since 2002. He has a broad range of experience in the financial services industry, with previous roles at Sterne, Agee & Leach, Inc. and Sandler, O'Neill & Partners, L.P. Brian is a Series 7, 24, and 63 licensed advisor and holds a SIE and Series 79TO. Stephens is an active firm registered in Georgia and Arkansas, with a main office in Little Rock, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
04/16/2015 - Present
Stephens (ATLANTA GA)
GA
07/06/2010 - 04/23/2015
STERNE, AGEE & LEACH, INC. (ATLANTA GA)
GA
01/22/2004 - 07/06/2010
SANDLER, O'NEILL & PARTNERS, L.P. (ATLANTA GA)
AR
08/02/2002 - 12/10/2003
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 08/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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