Unclaimed
Brian David Beldham is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with Ares Management Capital Markets LLC. Prior to joining Ares Management Capital Markets LLC, Brian was employed by CNR Securities, LLC, Symphonic Securities LLC, City National Securities, Inc., RIM Securities LLC, Symphonic Securities LLC, Imperial Capital, LLC, Financial Network Investment Corporation, Associated Securities Corp., National Planning Corporation, and Sunamerica Capital Services, Inc. Brian holds multiple securities licenses, including Series 7, 6, 52TO, 53, 66, and 24. Brian has also been registered with the state of California since 5/18/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/18/2023 - Present
Ares Management Capital Markets LLC (LOS ANGELES CA)
NY
01/31/2022 - 05/23/2023
CNR SECURITIES, LLC (NEW YORK NY)
NY
01/31/2022 - 05/23/2023
SYMPHONIC SECURITIES LLC (NEW YORK NY)
CA
11/14/2012 - 05/23/2023
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
NY
04/16/2015 - 01/08/2019
RIM SECURITIES LLC (NEW YORK NY)
NY
04/16/2015 - 01/08/2019
SYMPHONIC SECURITIES LLC (NEW YORK NY)
CA
08/10/2011 - 11/05/2012
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
11/04/2009 - 08/10/2011
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
03/20/2006 - 11/13/2009
ASSOCIATED SECURITIES CORP. (EL SEGUNDO CA)
CA
07/24/2000 - 03/21/2006
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NJ
06/07/1999 - 06/08/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 02/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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