Unclaimed
Brian Baker is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Coeur d'Alene, Idaho. Brian has been in the industry since June 17, 2012 and is registered in six states: Alaska, California, Idaho, Montana, Nevada, and Washington. Brian is a Series 6, Series 26 and Series 63 licensed representative. Brian has a wide range of experience and expertise in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
ID
06/18/2012 - Present
Northwestern Mutual Investment Services, LLC (COEUR D ALENE ID)
BC
Issued 01/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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