Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Darrell Haugen is an investment advisor representative with Raymond James & Associates, Inc. Brian has been in the industry since 1991 and has been with Raymond James since 2009. Brian's experience includes previous roles with UBS Financial Services Inc. and Smith Barney Inc. Brian holds the Series 6, 7, 31, 63, and 65 licenses and the SIE. Brian is registered with the state of Florida and Texas as an investment advisor representative. Brian is also registered with the state of Alabama, Arizona, California, Colorado, District of Columbia, Georgia, Illinois, Kentucky, Louisiana, Michigan, Mississippi, Missouri, Nevada, New Jersey, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, and Wisconsin as a broker-dealer. Brian's specialties include retirement planning, college savings, and estate planning. Brian also offers portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/03/2009 - Present
Raymond James & Associates, Inc. (DESTIN FL)
FL
08/28/1995 - 02/10/2009
UBS FINANCIAL SERVICES INC. (DESTIN FL)
NY
09/08/1993 - 08/17/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/05/1991 - 07/19/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/05/1991 - 07/19/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Haugen is the right advisor for you? Invested Better is here to help.
