Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is a financial advisor registered with Cetera Investment Advisers LLC and has been in the industry since 2007. Brian is a registered representative in Minnesota, Colorado, Iowa, Ohio, and Wisconsin and is also a registered investment advisor in Minnesota. He has a Series 7, Series 24, and Series 63 license. Cetera Investment Advisers LLC is a Registered Investment Advisor with offices in Schaumburg, Illinois, and St Paul, Minnesota. Brian has a diverse client base including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm offers financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/29/2023 - Present
Cetera Investment Advisers LLC (St Paul MN)
MN
02/21/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (St Paul MN)
BC
Issued 1/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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