Unclaimed
Brian Sanderlin is a Registered Representative and Investment Advisor Representative, licensed in 52 states and Puerto Rico. Brian has been in the financial industry since October 27, 1997. Brian is currently employed by Stonex Advisors Inc. Prior to that, Brian was employed by PROEQUITIES, INC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., STERNE, AGEE & LEACH, INC., AMSOUTH INVESTMENT SERVICES, INC., H.D. VEST INVESTMENT SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
08/27/2019 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
AL
10/09/2017 - 08/23/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
03/25/2017 - 10/05/2017
MML INVESTORS SERVICES, LLC (BIRMINGHAM AL)
AL
09/09/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
10/06/2004 - 11/11/2013
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
03/21/2000 - 10/13/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
TX
01/28/2000 - 04/25/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
TX
09/22/1998 - 12/31/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NY
09/01/1995 - 12/09/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/10/1994 - 05/25/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2005
Series 4 - Registered Options Principal Examination
BC
Issued 03/21/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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