Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pate is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He is licensed to provide financial advice in Texas and has been in the industry since 2014. Brian has a strong track record of helping clients achieve their financial goals. He offers a range of services, including portfolio management, financial planning, and investment advice. Brian has expertise in various financial products, and is committed to providing his clients with personalized attention and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
11/25/2019 - 07/27/2022
PRIVATE CLIENT SERVICES, LLC (DALLAS TX)
TX
05/23/2019 - 08/01/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
TX
05/12/2014 - 09/10/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
01/21/2010 - 06/16/2011
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
BC
Issued 07/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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