Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hawkes is a financial professional with over 15 years of experience in the financial services industry. Brian Hawkes is currently registered with Prudential Annuities Distributors, Inc. Previously, Brian Hawkes was registered with Pruco Securities, LLC. and Hartford Equity Sales Company Inc. Brian Hawkes is licensed to sell securities in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/09/2022 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
07/08/2022 - 01/06/2023
PRUCO SECURITIES, LLC. (NEWARK NJ)
MN
01/03/2013 - 10/04/2013
PRUCO SECURITIES, LLC. (MAPLE GROVE MN)
MN
07/26/2011 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (MAPLE GROVE MN)
MN
09/12/2008 - 03/17/2010
HARTFORD EQUITY SALES COMPANY INC. (WOODBURY MN)
BC
Issued 01/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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