Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Yarch is a financial advisor with Regal Investment Advisors LLC and has been in the industry since May 15, 2000. Brian is registered as a Registered Representative in 39 states and has a strong background in financial planning, portfolio management, and pension consulting. Brian is also an active member of the financial community, serving as the Principal of Regulus Financial Group, LLC and as President of DUECE INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
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2
MI
01/13/2021 - Present
Regal Investment Advisors LLC (KENTWOOD MI)
MI
02/12/2010 - 12/31/2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (KENTWOOD MI)
MI
10/31/2005 - 02/17/2010
SAGEPOINT FINANCIAL, INC. (ADA MI)
AZ
07/06/2000 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CT
05/16/2000 - 07/21/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 08/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/10/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/25/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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