Unclaimed
Brian Dale Mitts is a financial professional with over 10 years of experience in the securities industry. Brian is currently registered with Nexpoint Securities, Inc. Brian has been active in the industry since 2012 and holds licenses to sell securities in the state of Texas. Brian is a graduate of the University of Texas at Austin and holds a bachelor's degree in Business Administration. Brian is passionate about helping clients achieve their financial goals and is dedicated to providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/20/2013 - Present
Nexpoint Securities, Inc. (DALLAS TX)
TX
07/14/2014 - 03/02/2018
NEXBANK SECURITIES INC (DALLAS TX)
TX
08/02/2012 - 12/31/2013
NEXBANK SECURITIES INC (DALLAS TX)
BC
Issued 02/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/25/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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