Unclaimed
Brian Dale Hickling is a financial advisor registered with Vanguard Marketing Corp. Brian is a Series 7TO, Series 63 and SIE licensed advisor. Brian has been in the industry since 2023 and is currently registered in North Carolina. Brian Dale Hickling has a branch office location in Charlotte, NC at 2525 WATER RIDGE PARKWAY, 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC 28217.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/20/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 02/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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