Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Daesung Kim is a financial advisor with over 10 years of experience in the industry. Brian has worked with a variety of firms, including LPL Financial LLC, Cetera Advisor Networks LLC, and First Allied Securities, Inc. Brian is currently registered with LPL Financial LLC in California. Brian holds a Series 7, Series 63, and Series 99TO license, as well as the SIE exam. Brian specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/10/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
07/31/2015 - 11/01/2022
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
07/20/2015 - 11/01/2022
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
07/20/2015 - 11/01/2022
CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)
CA
07/20/2015 - 11/01/2022
CETERA INVESTMENT SERVICES LLC (SAN DIEGO CA)
CA
04/27/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
07/20/2015 - 11/02/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
FL
09/10/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
07/20/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CA
07/20/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (San Diego CA)
CA
03/20/2012 - 05/05/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
02/21/2011 - 01/09/2012
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 03/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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