Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian D. Shea is a financial advisor with Thrivent Investment Management Inc. based in Minneapolis, Minnesota. Brian has been in the financial industry since 2015. Previously, Brian worked at Allstate Financial Services, LLC, Wells Fargo Investments, LLC, and Banc of America Investment Services, Inc. Brian is a Series 6, 7, 10, 26, 63, and 66 licensed professional. Brian specializes in providing financial planning and portfolio management for individuals and churches and non-profit sharing retirement accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/07/2023 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CA
10/01/2010 - 04/02/2013
ALLSTATE FINANCIAL SERVICES, LLC (RANCHO MIRAGE CA)
CA
06/12/2007 - 07/20/2010
WELLS FARGO INVESTMENTS, LLC (PALM DESERT CA)
MA
11/14/2000 - 03/26/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 06/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/07/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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