Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian D. Platt is a financial advisor with over 30 years of experience in the financial services industry. Brian is currently registered as an Investment Advisor Representative with Independence Square Holdings, LLC. Brian previously worked with FINANCIAL NETWORK INVESTMENT CORPORATION, PRINCOR FINANCIAL SERVICES CORPORATION, 1717 CAPITAL MANAGEMENT COMPANY, PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Brian is a Certified Financial Planner™ and holds Series 6, 7, 63 and 65 licenses. Brian is a strong advocate for his clients and their long-term financial success. Brian specializes in providing financial planning, cash management and mortgage services to high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Cash management & mortgage services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
PA
12/03/2021 - Present
Independence Square Holdings, LLC (KING OF PRUSSIA PA)
PA
06/05/2008 - 09/18/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (KING OF PRUSSIA PA)
DE
10/17/2002 - 06/09/2008
PRINCOR FINANCIAL SERVICES CORPORATION (WILMINGTON DE)
DE
01/09/1995 - 10/24/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NJ
03/02/1990 - 02/08/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/02/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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