Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian D. Lewis is an active advisor registered with both the Securities and Exchange Commission (SEC) and the state of Ohio. Brian D. Lewis is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., which is an investment advisor headquartered in New York, NY. Brian D. Lewis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and provides services in CLEVELAND, OH. Brian D. Lewis has 1 current employment history entry and 4 previous employment history entries. Brian D. Lewis has been active in the industry for 2 years. Brian D. Lewis has taken and passed 3 securities exams, including: Series 7TO, Series 66, and the Securities Industry Essentials (SIE) Exam. Brian D. Lewis has 7 approved registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLEVELAND OH)
BOTH
Issued 05/26/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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