Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Konz is a financial advisor at Commonwealth Financial Network. Brian has been in the financial industry since 1995. Brian holds Series 63, 65, 7, 8, 9, 10, 31, and SIE licenses. Brian has over 20 years of experience in the financial services industry, working with clients to develop and implement financial plans. Brian specializes in financial planning, retirement planning, and investment management. Brian has worked with clients of all ages and income levels.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
09/25/2009 - Present
Commonwealth Financial Network (WATERTOWN WI)
WI
06/01/2009 - 09/28/2009
MORGAN STANLEY SMITH BARNEY (WAUWATOSA WI)
WI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WAUWATOSA WI)
WI
09/20/1995 - 04/02/2007
MORGAN STANLEY DW INC. (WAUWATOSA WI)
BC
Issued 10/31/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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