Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Johnson is an experienced financial professional with over two decades of experience in the industry. Brian is currently registered with Castleoak Securities, LP and holds Series 7, 63, and 57TO licenses. Brian is also a registered Investment Advisor in Alabama, Maryland, New York, and Tennessee. Prior to joining Castleoak Securities, LP Brian has worked at other firms including SAN BLAS SECURITIES LLC, IFS SECURITIES, OPPENHEIMER & CO. INC., FIFTH THIRD SECURITIES, INC., WELLS FARGO SECURITIES, LLC, FTN FINANCIAL SECURITIES CORP, CANTOR FITZGERALD & CO., RBC DAIN RAUSCHER INC., MORGAN KEEGAN & COMPANY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and A. G. EDWARDS & SONS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/21/2019 - Present
Castleoak Securities, LP (NEW YORK NY)
GA
08/16/2019 - 12/10/2019
SAN BLAS SECURITIES LLC (ATLANTA GA)
GA
06/10/2019 - 09/21/2019
IFS SECURITIES (ATLANTA GA)
DC
11/12/2018 - 03/22/2019
OPPENHEIMER & CO. INC. (WASHINGTON DC)
TN
02/07/2018 - 11/16/2018
FIFTH THIRD SECURITIES, INC. (MEMPHIS TN)
TN
05/27/2015 - 02/13/2018
WELLS FARGO SECURITIES, LLC (MEMPHIS TN)
TN
06/10/2013 - 05/21/2015
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
03/17/2006 - 05/08/2013
CANTOR FITZGERALD & CO. (MEMPHIS TN)
NY
07/28/2004 - 04/12/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
TN
12/04/2001 - 08/06/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
12/17/1999 - 12/05/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
11/11/1997 - 12/22/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 01/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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