Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Bode is a financial advisor registered with Frontier Solutions, LLC. Brian Bode has been in the financial industry since 2010 and is licensed to provide financial advice in California, Illinois, New York, North Carolina, and Ohio. Brian Bode is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
10/29/2020 - Present
Frontier Solutions, LLC (Richmond VA)
TX
04/25/2019 - 10/28/2020
ALLEGRO SECURITIES LLC (SAN ANTONIO TX)
NY
12/05/2018 - 03/20/2019
NORTH SEA SECURITIES L.P. (New York NY)
CT
09/07/2017 - 09/25/2018
ATLANTIC - PACIFIC CAPITAL, INC. (STAMFORD CT)
TX
04/11/2016 - 09/10/2018
ALLEGRO SECURITIES LLC (SAN ANTONIO TX)
CT
08/02/2011 - 10/07/2014
ATLANTIC - PACIFIC CAPITAL, INC. (STAMFORD CT)
NY
09/16/2005 - 01/14/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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