Unclaimed
Brian Curran is a financial advisor with Equitable Distributors, LLC, a broker-dealer with an active registration. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 6, Series 26, and Series 63 license. Brian has been in the financial services industry since 1998. Brian is registered in Alaska, California, Colorado, Florida, Georgia, Hawaii, Idaho, Maryland, Montana, Nevada, New Mexico, New York, Oregon, Texas, Utah, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/07/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
CO
04/12/2022 - 11/18/2022
PRINCIPAL SECURITIES, INC. (DENVER CO)
NC
12/18/2019 - 02/28/2022
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
CO
08/29/2019 - 12/12/2019
STANCORP EQUITIES, INC. (DENVER CO)
NC
07/27/2011 - 08/06/2019
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
02/29/2008 - 01/20/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
WI
04/06/2000 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (PEWAUKEE WI)
MA
11/07/1995 - 09/23/1999
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
RI
08/16/1993 - 11/04/1993
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
11/20/1992 - 08/02/1993
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 08/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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