Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cunniff is a financial advisor registered with Wells Fargo Clearing Services, LLC. Brian has been in the financial services industry since 1999. Brian has a wide range of experience and holds a number of certifications, including the Series 7, Series 6, Series 63, Series 65, Series 9, and Series 10. Brian is also a Certified Financial Planner. Prior to joining Wells Fargo Clearing Services, LLC, Brian worked for UBS Financial Services Inc. Brian provides financial planning and investment management services to individuals, families, and businesses. Brian is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/16/2018 - Present
Wells Fargo Clearing Services, LLC (WALTHAM MA)
MA
12/07/2011 - 07/16/2012
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
06/15/2007 - 12/01/2011
WELLS FARGO ADVISORS, LLC (WALTHAM MA)
MA
11/21/2005 - 11/28/2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (BOSTON MA)
MA
10/14/1999 - 11/21/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
MA
06/29/1998 - 07/22/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 05/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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