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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Croke is a financial advisor at Morgan Stanley. Brian has been in the financial services industry since 2012 and has experience with WELLS FARGO SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., and ERVIE ROY GROUP, INC. Brian has passed Series 7, Series 66, Series 99TO, and SIE exams and is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/19/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
10/18/2016 - 11/22/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
03/07/2014 - 12/02/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
09/09/2010 - 01/17/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/08/2005 - 09/01/2005
ERVIE ROY GROUP, INC. (NEW YORK NY)
BOTH
Issued 03/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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